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Information for clients about execution venues and investment firms selected to execute transactions issued by clients

2022 Report - 2021 Activity

This information has been drawn up to provide clients with information on the arrangements  made by BGL BNP Paribas (“BGL BNP Paribas” or “us” or the “Bank”) with regard to the execution  venues on which client orders in financial instruments have been executed as well as on the  investment firms to or with which client orders in financial instruments have been transmitted or  placed for execution, in accordance with Directive 2014/65/EU on markets in financial instruments (recast) and the implementing measures as transposed into national laws and regulations  (“MiFID II”), where applicable. 

The information presented below has been prepared in accordance with regulatory technical standard RTS28. It comprises the ranking of the top five execution venues and brokers used by BGL BNP Paribas. These reports stipulate the trading volume (expressed as a percentage) for each category of financial instrument, based on client orders processed in the previous year, and statistics on the execution quality obtained. 

The information must provide a breakdown by client category (retail clients or professional clients as defined in MiFID II). Information on eligible counterparties is omitted from these reports. 

The bank fulfils its disclosure and publication obligations for all business activities in the following two sections:

1. Order reception and transmission : the reports in this section provide a ranking of the top five brokers the bank uses for the execution of client orders.
 

    Client classification
    Retail Professional
Full report   link to pdf file
 link to pdf file
Report breakdown
by asset classes
(a) – i Equities and equivalent instruments
– equities and depository receipts
– Liquidity band between 5 and 6 (over 2,000 transactions a day)		 link to csv file
link to pdf file
 link to xls file
link to pdf file
(a) – ii Equities and equivalent instruments
– equities and depository receipts
– Liquidity band between 3 and 4 (80–1,999 transactions a day)		 link to xls file
link to pdf file
 link to xls file
link to pdf file
(a) – iii Equities and equivalent instruments
– equities and depository receipts
– Liquidity band between 1 and 2 (79 transactions a day or fewer)		 link to xls file
link to pdf file
 link to xls file
link to pdf file
(b) Debt instruments
‐ (i) Bonds		 link to xls file
link to pdf file
 link to xls file
link to pdf file
(b) Debt instruments
‐ (ii) Money market instruments		 link to xls file
link to pdf file
 link to xls file
link to pdf file
(g) Equity derivatives
‐ (i) Options and futures admitted to trading
on a trading venue		 link to xls file
link to pdf file
 link to xls file
link to pdf file
(h) Securitised derivatives
– (i) Warrants and derivatives on preferred certificates		 link to xls file
link to pdf file
 link to xls file
link to pdf file
(k) Exchange‐traded products (ETPs) [exchange‐traded funds (ETFs),
exchange‐traded notes (ETNs)
and exchange‐traded commodities (ETCs)]		 link to xls file
link to pdf file
 link to xls file
link to pdf file
(m) Other Instruments link to xls file
link to pdf file
 link to xls file
link to pdf file

2.   Execution of orders on behalf of the client : the reports in this section provide a ranking of the top five execution venues the bank uses to execute its clients’ orders.
 

    Client classification
    Retail Professional
Full report   link to pdf file
 link to pdf file
Report breakdown
by asset classes
(e) Currency derivatives
‐ (i) futures and options admitted to trading on a
trading venue
 link to xls file
link to pdf file
 link to xls file
link to pdf file
(e) Currency derivatives
‐ (ii) Swaps, forwards and other currency derivatives
 link to xls file
link to pdf file
 link to xls file
link to pdf file

3. Securities Financing Transactions : The reports in this section provide a ranking of the top five execution venues the bank uses to execute securities financing transactions. These transactions must be reported separately from other execution activities.
 

    Classification  
    Détail Professionnels
Full report   link to pdf file
 link to pdf file
Report breakdown by asset classes

(m) Other Instruments
   link to excel file
link to pdf life